Corporate Compliance

This is the 2023 paperback printing of the casebook published in 2019. To see the hardcover version, please click here.

This versatile casebook covers corporate compliance generally, allowing professors to tailor the course as narrowly or as broadly as they prefer. The assignments in the casebook help professors verify that their students understand the topics and are able to apply the skills acquired practically. The book covers creating an "effective" compliance program, as well as ethics awareness; corporate governance; risk assessment; compliance training; testing and surveillance; auditing, monitoring, and reporting; global codes of conduct; and corporate compliance links to attorney-client privilege, records management, internal investigations, and crisis management.

The [casebook] provided solid background on the development of Corporate Compliance, useful template document examples and very illustrative court cases. The class became increasingly interactive as we progressed through each module."
— Anthony M. Palma, Fordham University Gabelli School of Business